This edition covers the window of November 5 to November 11, 2026. Each item is for one kind of reader, and every number comes from a query you can repeat and a public source linked below.
For data teams
Fundz loaded 13F holdings reports from 1,244 distinct filers dated November 5 to November 10, 2026, against 1,093 the week before. EDGAR was closed on November 11, 2026 for Veterans Day, so this week had four filing days to the prior week's five: about 311 filers a day against 219. In total 5,393 filers have reported for the quarter ended September 30, 2026.
Roosevelt Capital Management LLC filed its 13F holdings report on November 10, 2026 for the quarter ended September 30, 2026. It lists 14 positions with a total value of $15,971,677.
Why it matters: The reporting deadline is Monday, November 16, 2026, because 45 days after September 30 lands on a Saturday. Last quarter the deadline week was the heaviest: 5,796 filers had reported by August 11, 2026, and 698 and 1,753 more filed on August 13 and August 14, 2026, the final two days. So the quarter's holdings table is likely to keep growing by large daily batches until the deadline, and any position-level analysis run now covers a partial set of filers. This week, mark each holdings pull with its filing date and rerun it after November 16, 2026, so your quarter-over-quarter comparisons use the same filers on both sides.
SEC EDGAR filing, Roosevelt Capital Management LLC, November 10, 2026 · See it in Fundz
For capital advisors
Of 11 new crowdfunding or Regulation A offerings filed November 5 to November 11, 2026, 2 came from companies that also have a funding filing in Fundz from the past 12 months. The prior week had 0 of 7, and the two weeks before had 1 of 16 and 1 of 17. These are small counts, so read the week as a handful of names, not a trend.
Caribbean Water Technologies, Inc. filed a Form C offering statement through Wefunder Portal LLC, accepted November 9, 2026. On September 14, 2026 it filed two Form D notices, one for a first sale on March 24, 2021 with $27,650 sold and one for a first sale on February 28, 2022 with $100,000 sold.
Why it matters: A company with both a crowdfunding offering and a funding filing is typically raising from more than one investor pool at once, and the older private sales have only now been reported to the SEC. That usually means the cap table has several rounds worth of holders and the next raise is being run in public. This week, if you advise early stage issuers, read both filings together, because the amounts and dates in each tell you how much has been sold and when, and that is the starting point for a conversation about the next round.
SEC EDGAR filings, Caribbean Water Technologies, Inc., November 9, 2026 and September 14, 2026 · See it in Fundz
For sales and RevOps leaders
Across California, Vermont and Washington, Fundz recorded 35 breach notices dated November 5 to November 11, 2026, and 25 of them (71%) list Social Security numbers. The prior week had 36 of 56 (64%), and the two weeks before had 25 of 47 and 15 of 29. Notice volume fell from 56 to 35, while 5 companies filed in two or more of the three states.
Premise Health Holding Corp. was recorded in California on November 6, 2026. Its California Attorney General notice gives the dates of breach as March 26, 2026 and March 30, 2026. Fundz also recorded it in Vermont and Washington on November 6, 2026, with Social Security numbers and health information listed.
Why it matters: A notice that lists Social Security numbers typically means the company must offer affected people identity protection and is likely handling legal, insurance and security reviews around the same time. Fundz does not measure what those companies buy next. This week, sort your notice list by data type, start with the companies that filed in more than one state, and open with the specific data they reported exposed, since that is public and shows you read the notice.
California Attorney General data breach report, Premise Health Holding Corp., November 6, 2026 · See it in Fundz
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See plansBook a demoEDGAR was closed on November 11, 2026 for Veterans Day, so the window held four filing days: November 5, 6, 9 and 10. The prior week held five. That is why this edition also gives a per day average, about 311 filers a day against 219. Fundz counts distinct filers whose 13F holdings report for the quarter ended September 30, 2026 was loaded by filing date, and the deadline is Monday, November 16, 2026.
Fundz matched each new crowdfunding or Regulation A offering to the company's record and then checked for a funding filing from the past 12 months. Two of 11 offerings matched this week, none of 7 matched the week before. With counts this small, one company moves the result, so the post names the company and links both filings instead of claiming a trend.
California, Vermont and Washington, because each had notices dated inside the window. Maine and Oregon were left out of both weeks because their newest notice is older than the window, so a weekly comparison would not be fair. Counts use the date Fundz recorded each notice, and a company that notifies in two states appears as two notices. Premise Health Holding Corp. was recorded in all three, so it counts three times.
Published every Thursday from verified events in Fundz. Every number was checked against its primary source before publishing.