Essential Edge Hires Jamie Schlag As Director To Manage Client Relationships and Compliance Programs
Essential Edge Hires Jamie Schlag As Director To Manage Client Relationships and Compliance Programs
07/09/24, 10:06 AM
Location
santa feIndustry
consulting
Position
owner
director
Essential Edge Compliance Outsourcing Services, LLC has announced the hiring of Jamie Schlag as Director. She will be responsible for managing client relationships, evaluating compliance programs, and creating policies and procedures. Jamie brings over 12 years of compliance, supervision, and operations experience to her new role.
Company Info
Location
santa fe, new mexico, united states
Additional Info
Essential Edge Compliance Outsourcing Services, LLC ("Essential Edge") is a strategic consultancy specializing in compliance and regulatory affairs. Headquartered in Santa Fe, New Mexico, and encompassing 25+ seasoned compliance supervision professionals across the country, Essential Edge delivers outsourced branch inspections to Offices of Supervisory Jurisdiction (OSJs) and independent financial advisor practices affiliated with broker-dealers throughout the country. Essential Edge's service offerings are designed to rapidly identify and resolve compliance issues in branch office sales and operations for independent broker-dealers before they escalate into expensive and time-consuming issues.