SEC and Hampton managing partner of BFM Fund settle charges
10/26/24, 6:17 AM
Location
Money
$10,000
Industry
angel investment
venture capital
financial services
Type
agreement
The Securities and Exchange Commission settled charges against Himalaya Rao-Potlapally, the Hampton-based managing partner of The BFM Fund, and a limited liability company for allegedly breaching fiduciary duties and misleading investors. The SEC alleged that LDP Partners and Rao-Potlapally willfully violated anti-fraud provisions of the Investment Advisers Act of 1940.